Investment Managers Insurance

Responsible entities, Investment Managers and Fund Managers find themselves exposed to a unique set of risks. Increased regulation, financial market volatility, declining returns and rise in technology driven competition is set against a backdrop of economic uncertainty.

Investment Managers & their Directors can be susceptible to lawsuits, regulatory proceedings, or written demands by disgruntled investors or third parties. Directors and senior managers can be held personally responsible for any exposure arising out of the management of their entities and funds.

At BMS we understand having the right Investment Managers insurance is key to managing new challenges as this growing segment continues to evolve.

Our Investment Managers insurance portfolio addresses each specialist requirement and is geared to meet the unique and complex needs of Investment Managers, responsible entities, investment trusts or funds and their professionals, as well as Directors and Officers of these entities.

What usually isn’t covered?

Exclusions, the excess you need to pay and limits of liability can vary greatly depending on your insurer. Policies generally won’t include cover for:

    • Known claims and circumstances
    • Insured vs. Insured claims
    • Fraud and Dishonesty
    • Prior and pending litigation
    • Claims made by major shareholders

“Regulatory change is driving many firms to commit resources to evaluate and change their operating models to meet their plans for growth and efficiency.”

Patrick Henry Vice Chairman, US Investment


Stuart Davies

Managing Director

Office Contact

Level 3,
222 Clarence Street,
Sydney NSW 2000

T: +61 1800 931 070

Personal Contact

M: +61 (0) 413-173-975
Email Me